Related provisions for REC 2.12.2

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REC 2.12.1UKRP

Schedule to the Recognition Requirements Regulations, Paragraphs 4(2)(b) and 4(2)(c)

Without prejudice to the generality of sub-paragraph [4(1)], the [UK RIE] must ensure that -

(b)

dealings in [specified investments] on the [UK RIE] are limited to [specified investments] in which there is a proper market;

(c)

appropriate arrangements are made forrelevant informationto be made available (whether by the [UK RIE] or, where appropriate, byissuersof the [specified investments]) topersonsengaged indealingin [specified investments] on the [UK RIE];1